Saturday, September 23, 2023

European Federalism: Beyond “Sticks and Stones"

Domestic governance is perhaps more difficult than international relations in that real enforcement mechanisms are in force only in the former. Flaunt a UN resolution and that feckless organization is unchanged; if a state official flaunts a federal law, on the other hand, the viability of the federal system can collapse as governors and legislators in other states get the same idea. Before long, the states are once again sovereign. Unfortunately, it is easy to get distracted by political theater and miss such existential threats from the point of view of the viability of a system of public-sector governance. Yet we depend so much on governments, so to tamper with necessary beams (or cards, as in a house of cards) is quite dangerous. Along with the governors of Hungary and Slovakia, Poland’s top official knowingly compromised the viability of the European Union (E.U.) in 2023, but, unfortunately, I don’t think many people stood up and paid attention to the danger. Political theater staged for election purposes is more tantalizing, which raises the question: who in the E.U. was watching the proverbial store?

In response to Ukraine’s President Zelensky’s depiction of Poland’s government as engaging in “political theater” in making a “thriller” in objecting to the E.U.’s lifting the ban on Ukraine crops traveling through and being bought in the union, Poland’s Prime Minister Mateusz Morawiecki to the Ukrainian “never to insult Poles again.”[1] To remark that a politician, especially one up for re-election, is using hyperbole to appease Polish farmers for electioneering purposes is not to insult the Polish farmers or the Polish people as a people. So it is outlandish, not to mention a bit strange, that Poland’s prime minister told journalists, “The Polish people will never allow this to happen, and defending the good name of Poland is not only my duty and honor, but also the most fundamental task of the Polish government.”[2] If so, then the Polish people had a terribly reckless judgment concerning the rationale for war and the prime minister lapsed terribly in not knowing that the primary responsibility of a government is to protect a people from being attacked from abroad. Retaliating for one insult is not generally viewed by political theorists as a legitimate (and even smart) reason to go to war. Furthermore, “Never insult us again!” strikes me as childish. Were Zelensky to resort to that jejune mentality, he might have replied, sticks and stones may break your bones but names will never hurt you, and then stuck out his tongue just for effect.

One of the benefits of representative democracy is that reflection by elected representatives who enjoy the buffer of a term in office can hold statescraft off from the momentary excitements of a mob. Both Plato and Aristotle viewed the mob as the bad form of democracy. To Plato, reason in a just person and polis controls the appetites, or emotions. Indeed, structures of governance, both public and private, are instituted in order to subject flaring passions to reasoned-out routes. As a E.U. state, Poland committed an egregious error when Morawiecki refused to recognize the federal (i.e., E.U.) change of policy lift the ban on Ukrainian grains in the E.U. In this respect, the prime minister’s political tactics could compromise the viability of the E.U. as a system of public-sector governance (i.e., a system of government). The E.U. is hardly alone; the U.S. has also been susceptible to resistance from the governments of member states.

In 1832, the legislature of South Carolina decided that it could lawfully void any federal law from being valid within South Carolina; it was a matter of that republic defending its interests. President Andrew Jackson sent troops to the wayward member state, whose government had even drawn up an “exit” document, which was used in 1861 to exit the U.S. In 2023, Alabama ignored the U.S. Supreme Court decision affirming “a lower court that had ordered the state to redraw its seven-seat congressional map to include a second majority-Black district or ‘something quite close to it.’”[3] After the decision in June, the Alabama legislature “again approved a congressional map with only one majority-Black district.”[4] Just as the history of the E.U. has included instances in which state governments, and even state supreme courts, have ignored decisions by the European Court of Justice, the government of Alabama was saying, in effect, that rulings by the U.S. Supreme Court could be ignored. Considering that this was hardly an open question, considerable gall as well as denial went into the recalcitrance of the state officials. The judges of the lower court whose ruling the U.S. Supreme Court reaffirmed wrote, “We are deeply troubled that the State enacted a map that the State readily admits does not provide the remedy we said federal law requires.”[5] Flouting federal law is no small matter, as the supremacy of the federal judiciary in adjudicating on federal law had long been established by U.S. Supreme Court Justice Marshall’s ruling in Marbury v. Madison (1803).

In 2023, the governors of the E.U. states of Poland, Hungary, and Slovakia announced that they would continue to ban Ukrainian wheat even though the E.U. had just lifted the ban. Specifically, the European Commission rejected the state bans on Ukrainian grains, dairy, sugar, fruit, vegetables and meats.[6] A spokesperson for the Commission said, “In this context, it is important to underline that trade policy is of EU exclusive competence and, therefore, unilateral actions are not acceptable.”[7] Yet those states persisted. In fact, Slovakia and Bulgaria enacted bans! In so doing, all of those states weakened Ukraine, which was defending its territory against the Russian invasion.  The states indirectly aided President Putin.

Because the E.U., like the U.S., was aiding Ukraine militarily, the illegal state bans thwarted E.U. foreign policy too. The E.U. had “decided to suspend duties and quotas on a long list of Ukrainian exports . . . , including many agricultural goods, in a bid to help the war-torn country cope with the economic fallout from Russia’s war and facilitate trade for Ukrainian farmers.”[8] So at the federal level, the decision taken involved an acknowledgement that helping Ukraine as a matter of foreign policy to thwart Russian aggression would entail economic costs within the E.U.

The governors of Poland, Hungary, Slovakia, Romania, and Bulgaria had jointly written a letter to E.U. President von der Leyen, “If market distortions causing damage to farmers in our [states] cannot be eliminated by other means, we ask the Commission to put in place appropriate procedures to reintroduce tariffs and quotas on imports from Ukraine.”[9] As states being directly represented at the federal level in the European Council, the recalcitrant five were obliged to abide by federal law rather than be sore losers when their joint request was denied. For each state had agreed to cede some sovereignty to the E.U. even in the federal qualified-majority-voting procedure itself—not to mention the exclusive competencies, such as trade—so to continue as semi-sovereign states and yet act if those states were sovereign state, just as South Carolina had done and Alabama would do, is nothing short of duplicitous and egoist.  

A federal system simply cannot function viably if every state can decide for itself whether a certain federal law is valid within the state’s boundaries. Such a federal system would reduce to a confederation, in which governmental sovereignty resides with the members (i.e., states). Just as the U.S. discovered from 1776 to 1789 in the Articles of Confederation and the E.U. was discovering in 2023 both with regard to raising money and enforcing federal law, a confederal system has too many vulnerabilities to be viable except internationally. With a bicameral legislature (i.e., the Parliament and Council of the E.U.), an executive branch (i.e., the Commission), and a supreme court (i.e., the European Court of Justice), the E.U. is not an international body; rather, like the U.S., both national and international principles of governance are included in the system.

So even though not nearly as childish as making threats on the basis of an insult erroneously inferred to be against the people, Poland’s refusal to recognize a federal law is much more significant than even whether Poland would permit Ukrainian wheat to pass through (or be bought within) the state, and definitely more important than whether someone insults the Poles. When I was a kid in America, telling Polish jokes was a stable. In hindsight, it seems so silly, and only a fool gets upset over childish things. Certainly, heads of governments should not. Chief executives of governments, and CEOs for that matter, should not talk to each other as if drunk in a bar. Dick Fuld of Lehman Brothers swore like a sailor and was very immature in his “empire building” of real estate, and his emotional immaturity was one reason why the investment bank collapsed. Governments, however, cannot simply collapse, and so people who represent others have a responsibility to talk like adults rather than children. Being an adult includes being willing to submit to constraints, such as federal laws, and even international law were they to be given any enforcement power.



[1] Maija Ehlinger and Mariya Knight, “Never ‘Insult Poles Again,’ Poland’s Prime Minister Tells Ukraine’s Zelensky,” CNN.com (September 23, 2023).
[2] Ibid.
[3] Ariane de Vogue and Fredreka Schouten, “Supreme Court Rejects Alabama’s Attempt to Avoid Creating a Second Black Majority Congressional District,” CNN.com, September 26, 2023 (accessed September 30, 2023).
[4] Ibid.
[5] Ibid.
[6] Robert Greenall, “EU Rejects Ukraine Grain Bans by Poland and Hungary,” BBC.com, April 17, 2023 (accessed September 30,2023).
[7] Jorge Liboreiro and Sandor Zsiros, “Not Acceptable’: EU Decries Bans on Tariff-free Ukrainian Grain Imposed by Neighboring Countries,” Euronews, April 17, 2023 (accessed September 30, 2023).
[8] Ibid.
[9] Ibid., italics added.